Open Accounts Associate - I

Your Responsibilities at IBKR:

Interactive Brokers is seeking a detail-oriented Analyst to support the KYC Refresh program for open accounts, ensuring ongoing compliance with regulatory requirements across all account types. This role focuses on periodic review and risk-based due diligence of existing client accounts. The successful candidate will excel at working independently while maintaining high standards of accuracy and attention to detail in a fast-paced environment. This role requires the ability to manage multiple priorities effectively, meet time-sensitive deadlines, and ensure full compliance with AML/KYC regulatory standards and internal procedures.

Key Responsibilities:

Independently managing KYC reviews on Enhanced Due Diligence (EDD) and Non-EDD accounts, applying strong risk-based judgment across a fast-paced, diverse client base including retail, institutional, and introducing broker accounts

• Performing in-depth contextual reviews of client profiles, including evaluation of trading activity, business operations, risk exposure, and complex ownership structures across multiple asset classes and global markets

• Conducting rigorous Source of Wealth (SOW) reviews, critically assessing documentation for credibility, adequacy, and consistency with clients' stated trading strategies, account activity, and overall financial profile

• Handling KYC Refresh for complex entity types including LLCs, Trusts, and EU and APAC entities, with strong knowledge of jurisdiction-specific documentation standards, regulatory requirements, and IBKR's global compliance framework

• Owning and managing the restriction cycle end-to-end, proactively tracking review deadlines, prioritizing workloads under tight SLAs, and ensuring timely completion to prevent account trading restrictions and client disruption

• Collaborating cross-functionally with Compliance, Risk, and Relationship Management teams to resolve high-complexity KYC cases, escalate emerging risk patterns, and support regulatory audits or examinations as needed

Preferred Qualifications:

• Bachelor's degree, equivalent vocational qualification, or demonstrable experience in finance, compliance, operations, or other transferable industries.
• Professional certification or industry qualification demonstrating competency in AML, KYC, compliance, or related fields (desirable).
• Familiarity with EDD processes, SOW reviews, and entity-level KYC (LLC, EU, APAC) is an advantage.

Company Benefits & Perks:

• Competitive salary package.
• Performance-based annual bonus (cash and stocks).
• Group Medical & Life Insurance.
• Modern offices with free amenities and fully stocked cafeterias.
• Monthly food card and company-paid snacks.
• Hardship/shift allowance with company-provided pickup & drop facility*
• Attractive employee referral bonus.
• Frequent company-sponsored team-building events and outings.