Senior Compliance Consultant

Senior Compliance Consultant (Wealth, Investments & Pensions) Remote | £ day rates We're supporting a specialist consultancy seeking experienced compliance professionals to support regulatory due diligence and advisory projects across the wealth, investments and pensions sector. These assignments require strong regulatory judgement, commercial awareness and the ability to quickly assess FCA regulated businesses, identify key risks and provide clear, pragmatic recommendations. The role will involve:

• Conducting regulatory due diligence reviews
• Assessing governance, risk and control frameworks
• Evaluating regulatory obligations, conduct risks and client outcomes
• Identifying potential areas of concern and remediation
• Producing concise findings and recommendations for senior stakeholders We're keen to speak with professionals who have experience within:
• Wealth Management
• Financial Planning / IFA Firms
• Investment Management
• Investment Platforms
• Pensions & SIPP Providers Former Heads of Compliance, SMF16s, Compliance Consultants and senior regulatory professionals are encouraged to apply for roles that start soon.