Advice Quality Consultant

⭐️ Advice Quality Consultant 📍 Home Based 💰 c.£40,000+ Benefits We're working with an established financial planning business that is looking to strengthen its adviser oversight and development capability with the appointment of an Advice Quality Consultant. This is a varied role sitting at the intersection of adviser development, advice quality and regulatory compliance. You'll work closely with Financial Advisers, helping maintain high standards of advice while providing the coaching, feedback and practical support they need to continue developing. Rather than being a purely technical compliance position, this opportunity would suit somebody who enjoys working directly with advisers and wants to make a tangible difference to both adviser performance and client outcomes. Role & Responsibilities: 📋

• Reviewing financial advice files and assessing the quality and suitability of recommendations.
• Carrying out adviser monitoring and supervision activity in line with the firm's Training & Competence requirements.
• Providing advisers with constructive feedback following file reviews and competency assessments.
• Coaching individuals to improve technical knowledge, advice standards and overall performance.
• Supporting the onboarding and development of new advisers joining the business.
• Helping deliver adviser workshops, training sessions and development initiatives.
• Identifying trends or recurring issues arising from file reviews, complaints and other monitoring activity.
• Supporting assessments of adviser competency and risk.
• Producing accurate records and management information relating to adviser performance and development.
• Acting as a useful point of contact for advisers with T&C and development-related questions.
• Working alongside Compliance, Risk and other internal teams to ensure regulatory or technical developments are reflected in adviser practices. Do you have the following to apply? ✅
• Minimum Level 4 Diploma in Financial Planning (or equivalent)
• Experience of reviewing financial advice or assessing suitability.
• A good understanding of the end-to-end financial advice process.
• Knowledge of FCA expectations around Training & Competence, conduct and Consumer Duty. Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted. Clayton Davies is acting as an employment agency on behalf of our client.