Senior Compliance Consultants

Senior Compliance Consultants (Wealth, Pensions, & Investments) Location: Remote Contract: up to 3 months Very decent day rates - inside IR35 We're supporting a client with multiple hires for contract roles for senior compliance professionals to support a regulatory due diligence projects within the wealth / investments / pensions space. These are would start at short notice and are fully remote. This is document-led, analytical work requiring strong regulatory judgement and the ability to risk assess existing frameworks, policies, processes, controls and governance at pace. The work will involve:

• Reviewing existing compliance documentation (SMCR, governance, risk registers, policies, MI, sales & advice processes etc)
• Identifying gaps, risks and areas requiring remediation or escalation
• Providing clear, pragmatic written and verbal feedback We're keen to speak to contractors with:
• Senior compliance experience / previous SMF16 experience (desirable not essential) from wealth management, IFAs, investment platforms or SIPP / pensions If you're a senior compliance contractor that meets these requirements and can start soon, then don't delay and apply here.