Compliance Officer

Senior Compliance Officer – Investment Management We are partnering with a leading global alternative investment manager looking to add an experienced Senior Compliance Officer to its London team. This is a broad, hands-on compliance role offering significant exposure across trading, regulatory and general investment management compliance within a sophisticated global platform. Key Responsibilities:

• Oversee transaction reporting processes, including exception review and remediation
• Manage shareholder and regulatory disclosure requirements
• Support day-to-day trading and investment compliance matters
• Assist with the firm's compliance monitoring programme
• Maintain and enhance compliance policies and procedures
• Conduct compliance testing, thematic reviews and employee training
• Support surveillance across best execution, market abuse and related trading activity
• Provide broader regulatory and general compliance support across the business
• Partner with colleagues across multiple international offices Ideal Background:
• 6–8+ years of compliance experience within a hedge fund, asset manager or broader investment management environment
• Strong knowledge of UK and European regulatory requirements
• Experience with MiFID transaction reporting and shareholder disclosures
• Understanding of trading surveillance and market conduct requirements
• Exposure to multiple asset classes, ideally including equities, fixed income and derivatives
• Strong generalist compliance background with the ability to operate independently
• Commercial, collaborative and comfortable working closely with investment professionals and senior leadership Compensation: Competitive and commensurate with experience. This is an excellent opportunity to join a growing, sophisticated investment platform in a highly visible compliance position with broad responsibility.